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Hugh Baker, Violating the Clean Water Act, Kansas 2008

TOPEKA, KS – Hugh Baker, acting as an agent for Hi Grade Sand and Gravel Company, was sentenced to probation in August 2008 for illegally constructing a dam in violation of the Clean Water Act. The case, investigated by the Environmental Protection Agency (EPA) and pursued through the U.S. District Court for the District of Kansas, highlights the critical importance of federal permitting requirements for projects impacting U.S. waterways.

According to court documents, Baker initiated contact with the U.S. Army Corps of Engineers (COE) in 2007 regarding the construction of a dam on East Sand Creek. The COE promptly informed Baker that a 404 permit – a requirement under Section 404 of the Clean Water Act – was mandatory before any work could commence. This permit ensures that construction projects of this nature do not unduly harm aquatic ecosystems.

Despite receiving this clear directive, Baker and Hi Grade Sand and Gravel proceeded with the dam’s construction *without* obtaining the necessary 404 permit. The dam was built directly within what is legally defined as “waters of the United States,” triggering a federal violation. The EPA and the COE jointly investigated the unauthorized construction, ultimately leading to criminal charges.

Indictment and Plea

On March 7, 2007, Baker was indicted on a single count of violating the Clean Water Act (33 U.S.C. 1311). This specific section of the law prohibits the discharge of pollutants into navigable waters without a permit and covers unauthorized construction activities impacting those waters. Baker subsequently entered a guilty plea, admitting to the unlawful construction.

Sentencing and Penalties

Following the guilty plea, Baker was sentenced on August 4, 2008, to 24 months of probation. Notably, no financial fine was imposed as part of the sentence. While the lack of a fine may seem lenient, the probation period serves as a formal record of conviction and carries the potential for stricter penalties should Baker re-offend. The EPA often pursues these cases not just for punishment but also to deter future violations and ensure compliance with environmental regulations.

Broader Implications

This case serves as a reminder that even seemingly localized construction projects can have significant environmental consequences and fall under federal jurisdiction. The Clean Water Act is designed to protect the nation’s waterways from pollution and habitat destruction, and the EPA actively enforces these regulations through both civil and criminal actions. Failure to comply with permitting requirements can result in substantial penalties, including fines, imprisonment, and project delays.

Key Facts

  • Defendant: Hugh Baker (acting on behalf of Hi Grade Sand and Gravel Company)
  • State: Kansas
  • Year: 2008
  • Statute Violated: 33 U.S.C. 1311 (Clean Water Act) – unauthorized construction in waters of the U.S.
  • Permit Required: 404 Permit from the U.S. Army Corps of Engineers
  • Sentence: 24 months probation, no fine
  • Indictment Date: 07-MAR-07
  • Sentencing Date: 04-AUG-08

Source: EPA ECHO Enforcement Case Database

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